Countering bribery and corruption, money laundering and terrorist financing

123.00 GBP

2.0 Hours Formal CPD

This resource is included when you have an active subscription to our Development Package / Qualification Package.

This course supports you to identify the key responsibilities of complying with the RICS professional statement - Countering bribery and corruption, money laundering and terrorist financing, and how to manage relevant risks within the RICS Rules of Conduct.

Learning outcomes

  • Understand the principles for professional and ethical behaviours associated with countering bribery and corruption, money laundering and terrorist financing
  • Identify the key responsibilities with complying with the RICS professional statement
  • Identify and manage risks within the RICS Rules of Conduct
  • Better protect the reputations of you and your firm

    • Upcoming Dates

    Course information

    The risks of bribery and corruption, money laundering and terrorist financing cut across our profession, regardless of geography or industry specialism.

    To help the profession identify and manage these risks, in February 2019 RICS published the professional statement on Countering Bribery and Corruption, Money Laundering and Terrorist Financing. This professional statement will become mandatory for all professionals and regulated firms from 1 September 2019. 

    This course supports the professional statement, aims to provide the profession with a clear description of how to manage these risks within the RICS Rules of Conduct.

    It sets out professional and ethical behaviour by providing practitioners and firms with clear and consistent principles, informing them about what constitutes a breach of conduct.

    Course Structure

    Module 1 The professional statement 

    • Context
    • Mandatory requirement

    Module 2 Roles and responsibilities 

    • Nominated Officer
    • Compliance and ethics champion
    • PEPs
    • Code of Behaviour
    • Beneficial owner
    • Whistleblowing
    • Customer due diligence (CDD)

     Module 3 Guidance and Best Practice 

    • Bribery and corruption
    • Money laundering and terrorist financing
    • Reliance on third parties
    • Risk assessments
    • Recognizing potential money laundering
    • Policies and procedures

    Module 4 The UK Legislative context 

    • The Substantive Law
    • Important changes to UK regulations
    • SAR
    • Record keeping and Data protection
    • Red Flag indicators

     

     

    Additional information

    Languages: English

    Category: Business and Management Skills

    Price: 123.00 GBP

    Member price: 91.00 GBP

    Course Type: E-Learning